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    Nicola Shield

    Lead for Governance, Risk, Compliance and Control - Partner at PwC

    Professional Background

    Nicola Shield is a seasoned professional at PricewaterhouseCoopers (PwC), bringing a wealth of experience in governance, risk management, and compliance. Currently serving as a Partner at PwC, Nicola specializes in multiple focus areas essential for the operational integrity of organizations in today's complex landscape. Her expertise encompasses operational risk and controls, conduct risk and controls, and the measurement and assessment of workplace culture and behaviors. She is recognized as a thought leader in the field, leading initiatives that enhance organizational resilience and compliance frameworks.

    As the focal point for Governance, Risk, Compliance, and Controls at PwC, Nicola plays a pivotal role in helping financial institutions navigate regulatory challenges and evolving market conditions. Her insights into entity-level controls and management information systems (MI) form the backbone of many compliance efforts, particularly those centered around the Committee of Sponsoring Organizations of the Treadway Commission (COSO) and the Sarbanes-Oxley Act Section 404 (SOX S404). Through her leadership, she has cultivated a culture of risk awareness, empowering teams to identify vulnerabilities and implement strategic actions effectively.

    In addition to her current responsibilities, Nicola has previously served as the interim lead for Internal Audit, showcasing her multifaceted expertise within the comprehensive risk management landscape. Her extensive background equips her to manage intricate scenarios, particularly in the context of Brexit, where she acts as the primary resource for Banking and Capital Market clients at PwC. This crucial role reflects her ability to anticipate the impacts of geopolitical changes on financial operations, further showcasing her adaptability and strategic foresight.

    Education and Achievements

    Nicola's academic journey began at the renowned University of Newcastle-upon-Tyne, where she pursued a comprehensive education that provided her with foundational knowledge in business risk and governance. Prior to that, she honed her analytical and academic skills at Uppingham School, an esteemed institution known for nurturing leadership and critical thinking.

    Her educational background, combined with her professional experience, allows Nicola to bridge theoretical concepts with real-world applications, making her insights highly valuable for organizations striving to enhance their risk management frameworks and governance systems.

    Achievements

    Throughout her career at PwC, Nicola Shield has made significant contributions to her field. She has been a key player in developing strategies that bolster controls and mitigate potential risks across various sectors, particularly in banking and capital markets. Her role as the PwC lead for Brexit initiatives underscores her commitment to guiding clients through transformative regulatory landscapes.

    Her focus on operational excellence and cultural behaviors not only drives compliance efforts but also promotes an organization-wide ethos of accountability and transparency. As organizations face increasing scrutiny from both regulators and the public, Nicola's expertise is invaluable in fostering a proactive approach to governance and risk management.

    In conclusion, Nicola Shield stands out as an influential figure in the landscape of Governance, Risk, Compliance, and Controls, driving innovative solutions that align with best practices in the industry. Her continued commitment to excellence, combined with her passion for fostering resilient organizational cultures, positions her as a trusted partner for clients navigating the complexities of today’s regulatory environments.

    Related Questions

    How did Nicola Shield develop her expertise in operational risk and controls?
    What specific strategies does Nicola Shield implement to enhance governance and risk compliance in financial organizations?
    In what ways has Nicola Shield's role as the PwC lead for Brexit impacted Banking and Capital Market clients?
    How does Nicola Shield measure and assess organizational culture and behaviors within her framework?
    What experience does Nicola Shield draw upon from her time as interim lead for Internal Audit at PwC?
    Nicola Shield
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    Location

    London, United Kingdom